Regulatory Information

Regulatory Information

The regulatory information in this section of the Shore Capital website relates to the Shore Capital Markets business. For regulatory information relating to the asset management business, please visit the Puma Investments webpage, which can be accessed by clicking ‘Asset Management’ under ‘Our Services’ in the main menu.


The following are the terms and conditions on which you may use this website (the “Site”) and by accessing this Site you agree to be bound by them.  Please read them carefully. If you do not accept these terms and conditions, please do not use this Site. This Site is maintained and issued and approved in the UK by Shore Capital Stockbrokers Limited and Shore Capital and Corporate Limited (together “Shore Capital”).

The information provided on this Site is for personal use and information purposes only. Nothing on this Site should be construed as a solicitation or offer, or recommendation, to acquire or dispose of any investment or to engage in any other transaction, or to provide any investment advice or service. The content of the pages of the Site is for your general information and use only and is provided for your use without any warranties (whether express or implied) of any kind. Shore Capital does not accept liability for any inaccuracies in these pages or for any loss or damage consequent on action taken reliant on information contained therein. The information contained herein is subject to change without notice.

The contents of the Site are based upon sources of information believed to be reliable but no warranty or representation, expressed or implied, is given as to its accuracy or completeness.

The Site is not directed at or intended for distribution to or use by any person or entity who is resident in any jurisdiction where such distribution, publication, availability or use would be contrary to law or regulation or would subject Shore Capital to a registration or licensing requirement. The Site is not directed at, and may not be suitable for or relied upon, by retail clients as defined under the Rules of the Financial Conduct Authority. You should satisfy yourself before accessing any relevant pages of the Site that Shore Capital is permitted to provide information about its services to you under relevant legislation and/or regulation. Shore Capital does not accept responsibility for any failure by any person to observe the foregoing. If you choose to access information on this Site, it is your responsibility to comply with the applicable local, national or international laws and any use of this Site outside the UK is entirely at your own risk. For guidance relating to your specific situation, please contact your legal adviser.

Shore Capital reserves the right to terminate your access to this Site, without notice, if Shore Capital, in its sole discretion, believes that your continued use of the Site or any of its contents is in violation of any applicable law or is harmful to the interests of Shore Capital.

The services described on this Site are available solely subject to the terms and conditions of a client engagement agreement which will represent the whole agreement between any Shore Capital group company and the client. The description on the Site is to provide a preliminary overview and cannot be relied upon as the basis of any contractual obligation. No investment advice is offered on this Site and none should be construed as being offered. Past performance is not necessarily a guide to the future and share and unit prices can go down as well as up.

The information contained on the Site may have been taken from trade and statistical services and other sources which Shore Capital deems reliable. However, Shore Capital does not represent that such information is accurate or complete and it should not be relied upon as such. Any opinions expressed on the Site reflect our judgement at the date of issue and are subject to change without notice. Any pricing is indicative and does not, and is not intended to, constitute either an offer to buy or sell nor a representation that a purchase or sale can be effected at that price.

Where links have been provided to other websites this has been done solely for our users’ convenience, without giving any express or implied guarantee, endorsement or recommendation by any Shore Capital group company. No Shore Capital group company has any responsibility for the content of such websites and cannot accept any liability in this respect. Use of these links implies acceptance of this condition. You may not create a link to the Site from another website or document without Shore Capital’s prior written consent.

While we seek to keep the Site up-to-date, the information displayed is subject to change without notice.

Shore Capital accepts no liability including (without limitation) in either contract, tort or negligence, to the fullest extent permitted by applicable law, for any loss, including (without limitation) direct, indirect, incidental, special or consequential, arising out of, or in connection with your use or inability to use the Site, or in connection with any error, omission, defect, computer virus or system failure, or for any loss of any profit, goodwill or reputation, even if expressly advised of the possibility of such loss or damages, arising out of or in connection with the access of, use of, performance of, browsing in or linking to other sites from this Site.

Shore Capital reserves the right to modify, suspend or discontinue, temporarily or permanently, the Site or any part of it, with or without notice, at any time. You agree that Shore Capital shall not be liable to you or to any third party for any such modification, suspension or discontinuance of the Site.

Opinions and any other content on the Site are provided by Shore Capital for personal use and informational purposes only and are subject to change without notice.

Nothing contained on the Site constitutes investment, legal, tax or other advice and is not to be relied on in making an investment or other decision. You should obtain relevant and specific professional advice before making any investment decision. Nothing in these terms and conditions shall exclude, limit or restrict our duties and liabilities to you under the Financial Services and Markets Act 2000, or any conduct of business rules which Shore Capital is bound to comply with.

Unless otherwise stated, the copyright and all other rights in the material on the Site are owned by Shore Capital. Your use of any information or materials on the Site is entirely at your own risk, for which Shore Capital shall not be liable. It shall be your own responsibility to ensure that any products, services or information available through this website meet your specific requirements.

Unless indicated otherwise, all information and images are the property of Shore Capital. You may print, copy or download or temporarily store information from the Site for your personal use, but all intellectual and other property information shall remain the property of Shore Capital and no rights in it shall be transferred to you.

Shore Capital Stockbrokers Limited is incorporated in England and Wales (no. 01850105) with registered address Cassini House, 57 St. James’s Street, London SW1A 1LD.  Shore Capital Stockbrokers Limited is a member of the London Stock Exchange and is authorised and regulated by the Financial Conduct Authority (reference number 124784).

Shore Capital and Corporate Limited is incorporated in England and Wales (no. 02083043) with registered address Cassini House, 57 St. James’s Street, London SW1A 1LD.  Shore Capital and Corporate Limited is authorised and regulated by the Financial Conduct Authority (reference number 146629).

English law governs these terms and conditions and you agree that the English Courts shall have exclusive jurisdiction to determine any matter or dispute in connection with or arising out of this Site and these terms and conditions.